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Job Title: INVESTIGATOR, ENFORCEMENT ( ID: A1722 )
Career Category: Investigations, Securities
Posted Date: 2005-12-15
Location: Toronto
Description:  
Our client, a national regulatory organization representing the securities industry is recruiting for a lawyer to fill the role of Investigator, Enforcement. Reporting to the Manager, Investigations, you will be responsible for conducting investigations into the conduct of member firms and their employees, preparing reports and recommending disciplinary action, in any, based on investigation results.

Requirements:

You are the ideal candidate if you:

have experience in compliance, or other securities related experience
have good working knowledge of provincial securities legislation and SRO rules and regulations
are well-versed and knowledgeable of IDA by-laws, rules, regulations and policies
have experience in analysis of business records
have experience in interviewing
have courtroom experience
have strong oral and written communication skills
If this describes you, we want to hear from you!

        

 

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