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Job Title: Manager, Compliance ( ID: O9750 )
Career Category: AML, Compliance, Consumer Protection, Privacy
Posted Date: 2011-05-04
Location: Toronto
Our client, a financial services institution is expanding! They are seeking a Manager, Compliance to join their team.

Working directly with the Chief Compliance Officer, the Compliance Manager will provide ongoing advice and support on regulatory compliance related matters, including AML, Privacy, TLCA, CDIC and Consumer Protection (FCAC) matters.

The successful individual will also be responsible for establishing relationships with business partners and act as primary contact for assigned lines of business.

Your Responsibilities will include:
� Advising on all aspects of regulatory compliance matters with respect to AML, Trust and Loan Company Act, OSFI guidelines, Competition Act, FCAC framework, Privacy etc.
� The continuous improvement of the compliance programs applicable to the Lines of Business to monitor adherence to applicable law, regulations, guidelines and company internal policies.
� Reporting on results of compliance monitoring/testing programs
� Reviewing regulatory compliance related action plans for effectiveness and timely implementation
� Reporting on existing and emerging regulatory compliance issues and risks to Compliance Department and business management/executive
� Assisting in responding to regulatory examination and investigations, completing required filings and reporting to regulators
� Developing recommendations for business/compliance management based on findings of issues and deficiencies
� Assisting with the development and maintenance of Compliance Department training material and resources
� Contributing to the ongoing development of the team by sharing best practices, knowledge, expertise and lessons learned on a regular basis
� Fostering good working relationships with other compliance colleagues, risk/internal control group snag business stakeholders
� Assessing, advising and reporting on the effectiveness of the compliance system and controls over regulatory risk


� University degree REQUIRED (professional designation or Law degree desired)
� Minimum of 5 years Legislative Compliance work experience
� Significant knowledge of consumer and commercial banking business (mortgage lending, deposits, lending, direct banking)
� Solid knowledge of Trust and Loan Company, Bank Act, OSFI guidelines, Competition Act, Privacy Act and FCAC framework etc.
� Business savvy in client engagement, balancing evolving compliance priorities and business needs
� Highly organized; Good time management skills; Strong analytical and investigative skills
� Proven leadership with the ability to coach and guide junior team members

If you are qualified and interested in the above position, please e-mail Michaela at Only those who are selected as suitable for the role will be contacted.



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