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Job Title: DIRECTOR, COMPLIANCE ( ID: O8585 )
Career Category: Compliance, Securities
Posted Date: 2006-02-24
Location: Toronto
Description:  
Our client, a member of one of the world?s largest financial services organizations is looking to increase its team by adding a Director to the compliance department. Reporting to the Sr.VP of Compliance, you will direct research on market conduct enquiries, prepare written reports and notices, develop and maintain department procedures, liaise with licensing authorities, and provide direction on regulatory compliance to field audit staff, department staff and sales representatives.

Requirements:

You are the ideal candidate if you:

have 5 years experience in financial services or related enforcement/regulatory functions
have experience in mutual funds or life insurance
have supervisory/management experience
have excellent research, interviewing and problem solving skills
are an analytical thinker
have excellent communication and interpersonal skills

If this describes you, and you are interested in joining an organization that provides a competitive compensation, stock options and a comprehensive benefits package, send us your details.

        

 

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