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Job Title: DIRECTOR, COMPLIANCE ( ID: O6753 )
Career Category: Compliance, Financial Services
Posted Date: 2005-10-28
Location: Toronto
Description:  
Our client, a member of one of the worlds largest financial services organizations is looking to increase its team by adding a Director to the compliance department.
Reporting to the Sr.VP of Compliance, you will be responsible for ensuring that the fieldforce complies with all industry rules and regulations. You will be dealing with all complaints of non-compliance against the fieldforce. You will provide guidance to, and coach the intermediate level inquiry analysts regarding handling of cases. You will be expected to keep up to speed on all relevant cases, and provide assistance to the inquiry analysts when complicated cases arise.

Requirements:

You are the ideal candidate if you:

have experience in mutual funds or life insurance
have supervisory/management experience
are an analytical thinker
have excellent communication and interpersonal skills
are a "hands on" person

If this describes you, and you are interested in joining an organization that provides a competitive compensation, stock options and a comprehensive benefits package, send us your details.

        

 

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